Department of Orthopaedics, Busan Paik Hospital, College of Medicine, Inje University, Busan, Korea.
Articular cartilage does not contain vascular, nervous and lymphatic tissue and chondrocytes hardly participate in the healing or repair process of chondral tissue because of being surrounded by plenty of extracellular matrix. Therefore, the injury to articular cartilage frequently requires an operative treatment. The goal of surgical repair of articular cartilage is to regenerate nearly normal chondral tissue and prevent degenerative arthritis caused by the articular cartilage defect. Microfracture is a kind of cartilage repair procedure that makes a fibrin clot containing mesenchymal stem cells in the chondral lesion. Microfracture is a simple procedure but it has a disadvantage that the repaired tissue is fibrocartilage. Autologous chondrocyte implantation has an advantage that it implants fully differentiated chondrocytes to the lesion, which theoretically produces hyaline cartilage. Its disadvantages are that it is a two stage and a costly procedure. Osteochondral autograft transplantation is a one stage procedure and repairs the lesion with hyaline cartilage. But its limitation is the lack of donor site availability. Surgeons who understand the theoretical background, indications, surgical methods, rehabilitation, complications, and clinical course of cartilage repair procedures can achieve the goal of preventing degenerative arthritis.
Articular cartilage is devoid of vascular, nervous and lymphatic tissue and chondrocytes are unable to participate in the healing or repair process of damaged tissue because of extracellular matrix that surrounds the cartilage cells. About 200 years ago, a Scottish doctor, William Hunter, documented that chondral lesions had been considered difficult to treat and heal from the time of Hippocrates. In cases where chondral defects involve the subchondral bone causing bleeding, mesenchymal stem cells or fibroblasts promote repair with fibrocartilage. Unfortunately, fibrocartilage is biomechanically inferior to hyaline cartilage and eventually results in osteoarthritis1,2). Therefore, the goal of treatment for articular cartilage defects is to regenerate hyaline-like cartilage to prevent osteoarthritis3). Total knee replacement can be helpful for patients with advanced age and severe osteoarthritis, but there are only a few options for young osteoarthritic patients. For successful focal chondral defect treatment, the prevalence of articular cartilage damage, structures and characteristics of the articular cartilage, post-injury responses, and scientific bases and clinical outcomes of various treatment methods should be well understood.
Conservative treatment for chondral defects of the knee can be effective for pain relief, but it cannot be used for articular cartilage restoration. Craig et al.4) suggested that conservative treatment can be an option when mild pain is present or the risk of surgery is greater than its benefit. Messner and Maletius5) followed up 28 patients with isolated chondral damage of the knee for 14 years and concluded that conservative treatment was not helpful in preventing the progress of the damage: the patients had excellent or good clinical results, but radiographic examination revealed abnormal findings in ≥50% of the patients. Conservative treatment includes the use of non steroid anti inflammatory drugs (NSAIDs), pain killers, hormones (estrogen and growth hormone), chondroprotective agents (glucosamine & chondroitin phosphate and omega-3), intraarticular injections of steroids or hyaluronic acid, weight loss to reduce the load on the knee joint, braces, and physical treatment. Unfortunately, these methods can be useful for symptom relief only not for restoring structural integrity of the articular cartilage6).
There has been a transition from open to arthroscopic lavage and debridement of chondral lesions. Arthroscopic lavage is to remove inflammatory mediators that may be responsible for joint effusion and loose cartilage and collagen debris. Debridement of articular cartilage (chondroplasty) is a procedure for removing unstable cartilage fragments or margins of the cartilage that may cause joint impingement with a curette or a shaver in order to alleviate joint pain and prevent additional articular cartilage destruction. Jackson et al.7) observed clinical improvements in 80% of their patients at 3.5 years after arthroscopic debridement and correlated degenerative changes with clinical outcome. However, Kirkley et al.8) reported that arthroscopic surgery for knee cartilage defects provided no additional benefit to optimized physical or medical therapy. Arthroscopic repair can be helpful for preventing the progress of delamination of articular cartilage, but there is controversy over its influence on the long-term longevity of the articular cartilage.
Cell-based therapy is a promising approach using the patient's own cells for the treatment of chondral defects. There are marrow stimulating procedures and autologous chondrocyte implantation (ACI). Marrow stimulating procedures include abrasion arthroplasty, drilling, and microfracture. However, the former two are currently rarely performed because they have been associated with poor clinical outcome.
Microfracture is an articular cartilage repair technique in which tiny fractures are made 2-4 mm apart from each other to cause bleeding in the subchondral bone and fibrin clots in the perforations release mesenchymal stem cells that would differentiate into chondrocytes9).
Multi-potential mesenchymal stem cells can differentiate into fibrocartilage cells and chondrocytes and induce fibrocartilage or hyaline-like cartilage formation. Fibrocartilage contains more collagen and less proteoglycans compared to hyaline cartilage. It is composed of more type I collagen than type II collagen. Type I collagen has lower compressive strength, elasticity, and wear resistance compared to type II collagen. Accordingly, fibrocartilaginous repair eventually results in failure under repeated mechanical stress. In addition, the number of mesenchymal stem cells is small and tends to decrease over time10). In spite of these disadvantages, microfracture has become a preferred procedure because it does not cause damage to other normal regions and is easy to perform and relatively economical.
Microfracture can be used for unstable or full-thickness (Outerbridge grade 3 or 4) focal chondral defects or degenerative arthritis with good knee alignment. The procedure is contraindicated for patients with inflammatory arthritis, lower limb malalignment, partial-thickness (Outerbridge grade 1 or 2) chondral defects, or reluctance to participate in rehabilitation. There are other considerations that should be taken into account. The older the patient is, the poorer the treatment outcome. Traumatic lesions have been associated with better treatment results compared to degenerative lesions. Theoretically, microfracture can be performed regardless of the size of a lesion. However, Steadman et al.11) described that lesions larger than 400 mm2 responded worse to the treatment. In addition, the higher the body mass index, the poorer the treatment outcome. The procedure consists of debridement and drilling. Debridement should be performed thoroughly. All loose cartilage should be completely removed to make the lesion surrounded by healthy cartilage and form perpendicular edges to create a well shouldered lesion (Fig. 1). This is intended to make marrow clots firmly adhere to the lesion and reduce direct load across the lesion for stable recovery. the remaining calcified cartilage layer should be completely removed because it inhibits attachment of repair tissue12). During this procedure, care should be taken to avoid excessive damage to the subchondral bone. Subchondral bone drilling should be performed in a centripetal manner from the margin to the center of the lesion. Microfracture holes should be placed 3-4 mm apart from each other and 4-5 mm in depth (Fig. 1)13). An appropriate depth can be determined by observing fat droplets that is released from the marrow through the microfracture holes while controlling the perfusion pressure (Fig. 1).
Different postoperative rehabilitation regimens are adopted according to the location of a lesion. For femorotibial joint lesions, continuous passive motion exercise is initiated immediately after surgery. Steadman et al.14) reported that full passive range of motion could be obtained after 6 to 8 weeks of toe touch weight bearing and continuous passive motion exercise that had been started immediately after surgery. For femoropatellar joint lesions, care should be taken not to apply shear force on the lesions using a brace that allows for 0-20 degrees of joint movement. On the other hand, Marder et al.15) suggested that postoperative physical treatment or weight bearing does not have to be avoided when lesions are "well shouldered" during operation because the repair tissue is not affected by weigh bearing based on their observation that aggressive physical treatment did not influence the treatment outcome.
In summary, various studies have shown that microfracture can be helpful in improving overall symptoms of chondral defects, but the symptoms worsen over time and poor clinical outcome can be attributed to advanced age, large lesion size, and high activity level16-19).
ACI is a two-stage procedure in which chondrocytes harvested from a non-weight bearing portion of the articular cartilage are implanted into a defect. Compared to other treatment methods for chondral defects, ACI causes less damage to the subchondral bone plate and trabecula, can be performed on larger lesions, does not cause donor-site discomfort or complications, and is relatively easy to perform. However, the procedure requires joint excision, should be done in two separate steps, and involves a long rehabilitation period20).
The best candidates for ACI are patients who are between 15 and 55 years of age with full-thickness (Outerbridge stage 3 or 4) focal chondral defects or unstable osteochondritis dissecans. Procedures for lower limb malalignment or ligament instability can precede ACI if necessary. The ideal lesion size for the procedure is 2 to 10 cm2. In case of osteochondral lesions, ACI can be performed for lesions that are 6-8 mm in depth and bone grafting should precede ACI for deeper lesions. Although ACI can be performed regardless of the location of a lesion in the knee, best clinical results can be expected for lesions in the femoral condyle. ACI is contraindicated for patients who are not cooperative with postoperative rehabilitation or who have inflammatory arthritis or a kissing lesion (Outerbridge stage 3 or 4 lesion on the opposing articular surface).
The first stage of ACI involves an arthroscopic inspection of the focal lesion to assess the size, depth, and potential bone loss. Lesions 6 to 8 mm deeper than the subchondral bone may require bone grafting prior to ACI. The opposing surface of the cartilage defect should also be examined. An Outerbridge stage 1 or 2 lesion on the opposing surface can be considered a relative contraindication to ACI. Next, chondrocytes should be harvested using gouges or curettes from a low weight bearing area of the knee including the lateral margin of the intercondylar notch or the superomedial trochlea of the femur. The approximate size of the biopsy should be 200-300 mg. The subchondral bone should be penetrated to allow a fibrocartilage repair of the donor site. The second stage of the procedure is performed 4 weeks after the biopsy when sufficient cells are cultured. The surgical site depends on defect location with use of a medial or lateral parapatellar mini-arthrotomy. All unstable or damaged cartilage is removed to make the lesion surrounded by stable and healthy cartilage that forms vertical walls to create a well-shouldered lesion. The neighboring cartilage should be 2 to 3 mm thick to accommodate suture fixation of the periosteal graft . The lesion should be debrided to be in a circular or an oval shape to facilitate tight suturing of the graft . The calcified layer in the bed of the lesion is removed and the subchondral bone is exposed. During this procedure, care should be taken to avoid subchondral bone damage that would cause bleeding from bone marrow and contamination of the transplanted chondrocytes with undifferentiated cells. Subsequently, a periosteal flap that will cover the cartilage defect should be harvested from the proximal medial tibia or a site distal to the pes anserine insertion. The fibrous tissue and fat of the periosteum should be removed. Using a template made of aluminum foil or paper, the size of the defect is measured. The periosteal flap should be larger than the lesion by 1 to 2 mm and care should be taken not to penetrate it. The flap is sutured to the cartilage with the cambium layer facing the defect using a 6-0 absorbable suture. Closely spaced sutures should be performed leaving an opening in the most superior portion of the lesion for the injection of chondrocytes with an 18-guage angiocatheter. The injection should be performed carefully from the bottom upwards to ensure even distribution of the chondrocytes throughout the lesion. The opening is closed with suture and sealed with fibrin glue (Fig. 2).
Rehabilitation after ACI is a long and challenging process because it is a cell-based therapy as microfracture. Rehabilitation protocols vary according to the location of a lesion and condition of the surgical site. Weight-bearing or movement of the knee is restricted for 12 to 18 hours after surgery until the chondrocytes are embedded within the articular cartilage. Joint exercise using a continuous passive motion (CPM) machine is performed 6 to 8 hours per day for the first four postoperative weeks. For the first two postoperative weeks, weight-bearing is avoided. Between the second and fourth postoperative week, 10-20 kg of weight bearing is allowed and between the fourth and sixth postoperative week, walking with the aid of a crutch is allowed. Weight-bearing is progressed over the 12 postoperative weeks to full weight bearing. Until the second postoperative week, the knee should be immobilized in a brace in full extension except when a CPM or joint exercise is performed. The range of motion should be increased gradually with use of a CPM machine21).
Peterson et al.22) observed good to excellent results in 50 out of 61 patients at two years after ACI and in 51 out of 60 patients at eleven years after ACI. A second-look arthroscopy showed a normal appearance of the cartilage in 90% of the 8 patients and hyaline cartilage was confirmed by histological examination in most of the patients. Factors that could influence the outcome of ACI have also been addressed in many studies. Minas et al.23) reported that prior procedures using marrow stimulating techniques such as microfracture increase the failure rates of ACI. Mithoefer et al.24) observed poor clinical results in patients with large or multiple cartilage lesions. Saris et al.25) documented that the longer the duration of symptoms before ACI was, the poorer the clinical results. Knutsen et al.26) noted that patients under 30 years of age with high activity had good clinical results after ACI. These studies indicate that various factors should be taken into consideration to achieve satisfactory outcome after the procedure.
The first generation ACI has often been associated with periosteal complications. Kreuz et al.27) reported that clinical improvement was observed in most of the patients after ACI, but MRIs revealed periosteal hypertrophy in 28% of the total patients and in 50% of the patients with ACI for chondral defects in the knee. Seo et al.28) reported that ACI for chondral defects of the femoral condyle resulted in clinical improvement, but the International Cartilage Repair Society (ICRS) assessment revealed abnormal findings in 60% and graft hypertrophy in 21% of the patients (Figs. 3, 4).
The first generation ACI has been replaced by the second and then the third generation ACI to prevent periosteal complications and obtain structurally and biomechanically superior tissue. The second generation ACI is a procedure in which a synthetic collagen membrane instead of a periosteal flap is sutured to the defect and chondrocytes are injected. The third generation ACI is a procedure in which chondrocytes are cultured in a biodegradable scaffold that will be implanted in the defect. Although various studies have addressed the results of each procedure, more studies should follow to confirm those results29-35).
ACI is useful for maintaining good clinical outcome for a long-term period in cases of focal cartilage defects, but the disadvantages include that it requires two separate procedures for chondrocyte collection and implantation and joint excision is unavoidable in most cases during implantation. With the advent of the second and third generation ACI technique, the procedure can be performed arthroscopically and has become easier to perform. We expect further improvements will be made in the future.
Tissue-based therapy includes osteochondral autograft transplantation, osteocondral allograft transplantation, and tissue engineered scaffold implantation. The advantages of these procedures are treating defects in one stage, promoting rapid return to daily living activities and sports with use of biomechanically healthy tissue, and maintaining postoperative results for a long-term period due to hyaline cartilage repair. Since tissue engineered scaffold implantation can be used in limited clinical settings and accordingly only a small number of clinical results have been reported, we describe the former two methods in this review article.
OAT can be a solution for hyaline repair of chondral defects. The advantages of this technique include: 1) it is a one-stage procedure unlike ACI; 2) it can be performed arthroscopically for small lesions; 3) osteochondral plugs can be obtained with ease; 4) it is a tissue-based therapy that allow earlier rehabilitation compared to cell-based therapy; 5) it can be performed at a lower cost compared to ACI; 6) the lesion is covered by hyaline cartilage; and 7) it results in few complications. One of the disadvantages of the procedure is that it cannot be applied for large lesions due to limited donor site availability. For large lesions, multiple osteochondral plugs are necessary, but it is difficult to coordinate the height and direction of the implanted osteochondral plugs with the adjacent native cartilage. the gaps between osteochondral plugs and between the plugs and the surrounding cartilage are filled with fibrocartilage. In addition, posttraumatic arthritis may develop in the patellofemoral joint due to graft harvest.
The primary indication for OAT36) is a symptomatic anterior cartilage defect (Outerbridge stage 3 or 4) that is 1.0-4.0 cm2 in size in patients less than 45 years of age. The contraindications include patients above 50 years of age, larger than 8.0 cm2 lesions, moderate or severe osteoarthritis, inflammatory arthritis, lack of appropriate donor site, and noncompliance with rehabilitation. Besides, lower limb alignment and combined ligament injuries should also be assessed and treated prior to OAT.
The procedure consists of defect preparation, graft harvesting with a tubular chisel and graft removal from the chisel, and transplantation of the graft36). On defect preparation, unstable cartilage is removed and the size of a lesion is measured to determine the size, number, and arrangement of osteochondral plugs. the most common donor sites are the superolateral aspect of the femoral intercondylar notch and the medial/lateral margin of the femoral trochlea. The osteochondral plug can be harvested using a tubular chisel and the appropriate length is 15 mm37). It is important to direct the tubular chisel perpendicular to the articular surface to obtain a graft that has a level articular surface. The graft is ejected from the chisel by tapping the osseous tissue, not the articular surface. Next is the transplantation of the osteochondral plug into the defect, which consists of drilling, dilation, and delivery. An appropriately sized drill guide is placed perpendicular to the walls of the lesion and the same diameter drill bit is introduced to create a tunnel in the lesion. The tunnel should be approximately 2 mm longer than the graft length and widened with a dilator of the same diameter. The graft is gently tapped into the hole using a delivery tamp to avoid chondrocyte death38). When several grafts need to be implanted, the procedure is repeated for each graft to increase mechanical stability. It is crucial to ensure that the articular surface of the graft is level with the adjacent articular surface (Fig. 5). In a biomechanical study conducted by Koh et al.39), when a graft was placed slightly deeper than the adjacent articular cartilage, the contact pressure was normal, whereas 2 mm elevation of a graft resulted in an approximately 50% increase in the pressure39). In an animal study, cartilage necrosis and fibrous overgrowth were observed when grafts were placed 2 mm deeper than the adjacent articular cartilage40).
OAT allows rapid rehabilitaiton36). Continuous passive motion and straight leg raising are performed immediately after surgery. Weight bearing is allowed depending upon the number of the implanted grafts. Generally, non-weight bearing or tip-toe walking with use of a crutch is permitted for 2 postoperative weeks. Partial weight bearing is allowed for two or four postoperative weeks and full weight bearing is possible from the fourth or sixth postoperative week.
The clinical outcome of OAT is relatively favorable. Many studies have shown that the technique was effective in 76-93% of the patients in achieving clinical improvement. However, there are some factors that could influence the clinical outcome. Jacob et al.41) noted high complication/reoperation rates in patients with large-sized lesions. Seo et al.42) reported that although OAT resulted in good clinical outcome, the improvement was relatively less remarkable in patients who were ≥30 years of age or had ≥4.0 cm2 lesions (Fig. 6).
Osteochondral allograft transplantation can be performed regardless of the size of a lesion and donor site availability and morbidity. The procedure can be employed for treating large lesions, ≥10 cm2 in size43). The drawbacks of the procedure include the difficulty of obtaining grafts in a timely manner, high cost, and the possibility of immune rejection response and disease transmission44). According to the graft type, there are shell type and deep type allografts. Shell type grafts include <1 cm subchondral bone and deep type grafts include the deeper layer of subchondral bone. According to the graft preservation method, there are fresh allografts, cryopreserved frozen allografts, and fresh frozen allografts. Fresh allografts are stored at 4℃ and implanted within 1 week of harvesting. Compared to other grafts, fresh allografts have relatively high risk of immune rejection response or disease transmission because it is difficult to completely remove donors' blood from the grafts. Cryopreservation is a process where allografts are preserved in glycerol or dimethyl sulfoxide to minimize chondrocyte death and maintain chondrocyte viability. It is effective for longterm tissue preservation and prevention of immune rejection response and disease transmission, but it has been associated with low survival rates of chondrocytes. Regarding the fresh frozen preservation, grafts are frozen at -80℃ immediately after harvesting and accordingly carry low risk of infection or immune response. This procedure costs less than Cryopreservation does. However, chondrocytes are destroyed during freezing and biomechanical properties of extracellular matrix deteriorate over time45,46).
The ideal indications for osteochondral allograft transplantation include traumatic osteoarthritis combined with extensive cartilage defects or subchondral bone defects in active patients, osteochondritis dissecans, and focal avascular necrosis. The contraindications include moderate or severe degenerative arthritis, inflammatory arthritis such as degenerative arthritis, and steroid-induced osteonecrosis47).
Gross et al.48) reported long-term follow-up results of the use of fresh osteochondral allografts for post-traumatic knee defects: the survival rate was 95%, 80%, and 65% at 5, 10, and 15 years after surgery, respectively. According to Ghazavi et al.49) osteochondral allograft transplantation resulted in successful outcome in 85% and failure in 15% of the cases at 7.5 years after surgery. Regarding the factors that influence the osteochondral allograft transplantation, Ghazavi et al.49) attributed failure to bipolar tibial and femoral defects, malaligned knees, and workers' compensation status. Osteochondral allograft transplantation can be advantageous in maintaining satisfying results for isolated extensive chondral or ostechondral defects that cannot be managed with OAT or ACI.
Chondral defects are difficult to treat. Various recent studies have introduced new repair techniques and reported clinical results. However, there is no consensus regarding which method is superior to the others. Factors that should be taken into consideration in determining a surgical method for focal chondral defects include the cause of the defect, concomitant defects, the patient's age and activity level, knee alignment, defect size, cost, and risk of surgery. Degenerative defects cannot be properly managed with surgical repair of articular cartilage. For patients with low activity, arthroscopic debridement is the only option for knee defects irrespective of the size. Concomitant defects on the affected knee or malalignment should be treated before surgical articular cartilage repair. For lesions that are 1-2 cm2 in size, microfracture or arthroscopic debridement can be a treatment of choice in patients with low activity whereas OAT is effective in patients with high activity. ACI can be a solution when patients with high activity lack sufficient donor sites or microfracture or OAT resulted in failure. For lesions larger than 4 cm2 in size, ACI is the most preferred method and bone grafting should be additionally performed when bone loss is present. Osteochondral defects larger than 10 cm2, focal osteonecrosis, and post-traumatic osteochondral defects are treated with osteochondral allograft transplantation (Fig. 7).
Articular cartilage does not respond well to healing. Damage to the articular cartilage eventually degenerates into arthritis. The goal of current techniques for chondral defects is to prevent the degenerative process by regenerating hyaline like cartilage. Among various methods that have been introduced to achieve this goal, the optimal treatment choice should be based on the understanding of the theoretical backgrounds, indications, surgical technique, rehabilitation, complications, and clinical course of the treatment.